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Equity Compensation & Concentration Snapshot

What type(s) of equity compensation do you receive or participate in?

*

A

Restricted Stock Units (RSUs)

B

Employee Stock Purchase Plan (ESPP)

C

Incentive Stock Options (ISOs)

D

Non Qualified Stock Options (NSOs)

E

Restricted Stock Awards (RSAs)

F

Employee Stock Ownership Plan (ESOP)

G

Deferred Stock Units (DSUs)

H

Other (please specify below):

I

None

If "Other," please list:

What company do you work at?

*

What percentage of your total portoflio (investments, retirement plans, etc.) is in either your current employer's stock or other single company stocks?

*

A

0 - 10%

B

10 - 25%

C

25 - 50%

D

50 - 100%

What phrase most accurately describes your feelings about your current employer's equity and/or single stocks you hold?

*

A

I feel confident about the plan I have in place and don't think much about my equity compensation.

B

I have some concerns that I'm leaving efficiencies on the table with my current plan.

C

My equity compensation plan (or lack thereof) concerns me.

D

I don't have a plan, and I lose sleep over my equity compensation.

Do you have a plan for when you will sell company stock?

*

A

Yes

B

No

C

Sort of

Do you have a plan for managing the tax implications of upcoming sales and/or vests of your equity?

*

A

Yes

B

No

C

Sort of

Have you ever filed an 83(b) election on any of your grants?

*

A

Yes

B

No

C

Unsure

D

Not Applicable

What was your total taxable income last year?

*

A

$0 - $100k

B

$100k - $250k

C

$250k - $400k

D

$400k+

Roughly what percentage of your income last year came from equity compensation?

*

A

Less than 10%

B

10% - 20%

C

20% - 40%

D

40% - 60%

E

More than 60%

F

I don't know

Have you ever worked with a financial advisor on your equity compensation?

*

A

Yes, currently

B

In the past

C

Never

Have you ever worked with a tax professional (e.g., CPA) on your equity compensation?

*

A

Yes

B

In the past

C

Never

What's your biggest financial concern right now?

*

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