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Documentation Request Form

Before You Begin

Please complete all relevant sections to enable a structured assessment of your request.

The information provided helps us understand your business model, documentation requirements and regulatory environment before preparing our written response.

This questionnaire serves as the starting point for every engagement and replaces introductory calls.

Depending on the services selected, additional questions may be displayed to gather information relevant to your specific documentation requirements.

All submissions are reviewed and responded to in writing within 2–3 business days, either through a structured proposal or follow-up clarification where required.

All information submitted through this form is handled in accordance with our Privacy Policy and treated as strictly confidential.

Submission of this questionnaire does not create a client relationship or constitute legal, regulatory or compliance advice.

Company name*

Website

Country of incorporation* (e.g. United Kingdom, Switzerland)

Regulatory jurisdiction*

Regulatory jurisdiction*
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B
C
D

Current regulatory / licensing status*

Are you planning to expand into any new jurisdiction(s) within the next 12 months?*

Are you planning to expand into any new jurisdiction(s) within the next 12 months?*
A
B
C

Contact person name*

Role / Title*

Email *

Business Model & Activities

Please provide a brief overview of your business model and services.

Entity type * (select all that apply)

Entity type * (select all that apply)
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B
C
D
E
F
G

Describe your business model *

Who are your customers?*

Who are your customers?*
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B
C
D
E
F

Scale & Size

Company stage*

Approximate number of customers*

Monthly transaction volume*

Existing Compliance Documentation

Which of the following do you currently have in place?  ( tick all that apply)*

Which of the following do you currently have in place?  ( tick all that apply)*
A
B
C
D
E
F
G
H
I
J
K
L

When were your existing documents last reviewed or updated?*

How would you describe the current state of your compliance documentation?*

How would you describe the current state of your compliance documentation?*
A
B
C
D
E
F

Please provide any additional context on your current documentation or known gaps

Engagement & Needs

Which documentation packages are you interested in? (Select all that apply.)*

Which documentation packages are you interested in? (Select all that apply.)*
A
B
C
D
E
F
G
H
I
J

Which Specialist Documentation Module are you interested in? (Select all that apply.)

Which Specialist Documentation Module are you interested in? (Select all that apply.)
A
B
C
D
E

Which Regulatory Documentation package(s) are you interested in?

Which Regulatory Documentation package(s) are you interested in?
A
B
C

Which Customer Onboarding package(s) are you interested in?

Which Customer Onboarding package(s) are you interested in?
A
B
C

Which Operational Governance package(s) are you interested in?

Which Operational Governance package(s) are you interested in?
A
B
C
D
E

What is the primary driver for this engagement?  (select the most relevant)*

What is the primary driver for this engagement?  (select the most relevant)*
A
B
C
D
E
F
G
H

Have you received any regulatory findings, audit observations or supervisory comments relating to AML or compliance?*

Is there a specific deadline by which documentation must be completed?

Budget range (optional — helps us tailor the proposal)

Do you operate as a crypto-asset service provider (CASP)?

Do you operate as a crypto-asset service provider (CASP)?
A
B

CASP-Specific Information

Which crypto-asset services do you provide? (tick all that apply)*

Which crypto-asset services do you provide? (tick all that apply)*
A
B
C
D
E
F
G

Do you onboard institutional / business clients (corporate accounts)?*

Do you currently have a Travel Rule compliance solution in place?*

Do you currently have a Travel Rule compliance solution in place?*
A
Do you currently have a Travel Rule compliance solution in place?*
B
C

Do you use blockchain analytics /transaction monitoring tools?*

Do you use blockchain analytics /transaction monitoring tools?*
A
Do you use blockchain analytics /transaction monitoring tools?*
B
C

Do you support unhosted (self-custodied) wallets?*

Are you currently registered or authorised under MiCA, or preparing for MiCA authorisation?*

Compliance Team & Resources

Do you have a designated compliance officer or MLRO in place?*

What is the size of your internal compliance or legal team?*

Who will be responsible for reviewing and implementing the documentation we produce?*

Additional Information

Is there anything else you would like us to know about your business, regulatory situation or specific requirements?