By accessing, viewing, subscribing to, or otherwise using any content, materials, videos, live streams, archived programs, educational courses, or other resources provided by Options Uncapped and/or Dr. Jim Schultz (“Dr. Jim”) collectively, the “Content”), you acknowledge and agree to the following:
1. Educational and Informational Purpose Only. All Content provided by Options Uncapped and Dr. Jim is intended solely for general educational and informational purposes. The Content is designed to educate viewers about securities markets, options trading strategies, futures, portfolio construction concepts, risk management principles, and related trading mechanics. The Content is not intended to provide, and does not constitute, investment advice, financial planning advice, tax advice, legal advice, or any other form of professional advisory services.
2. No Investment Adviser Status. Neither Options Uncapped nor Dr. Jim is a registered investment adviser under the Investment Advisers Act of 1940 (the “Advisers Act”), any state investment adviser statute, or any comparable foreign regulatory regime. Neither Options Uncapped nor Dr. Jim is a registered broker-dealer, commodity trading adviser, financial planner, or fiduciary to any viewer, subscriber, or other person accessing the Content. The Content is of a general and impersonal nature, is not adapted to any specific portfolio or viewer's particular needs, contains disinterested educational commentary rather than promotional material directed at specific securities transactions, and is made available on a general and regular basis not timed to specific market activity or events affecting any particular security.
3. No Fiduciary Duty or Advisory Relationship. No fiduciary obligation or duty exists, or is created, between you and Options Uncapped, Dr. Jim, or any person affiliated with Options Uncapped, by virtue of your access to or use of the Content. Your viewing, listening to, reading, or otherwise consuming the Content does not create an investment advisory relationship, a client-adviser relationship, a fiduciary relationship, or any other professional relationship between you and Options Uncapped or Dr. Jim. No such relationship shall be deemed to exist unless and until a written investment advisory agreement has been executed by both parties, which Options Uncapped and Dr. Jim do not offer and do not intend to offer.
4. No Individualized Investment Advice or Recommendations. Nothing in the Content is intended to be, and nothing should be understood as, individualized investment advice, a recommendation, or a solicitation to buy, sell, hold, or trade any security, option, futures contract, digital asset, or other financial instrument. Any discussion of securities, options strategies, futures, market conditions, portfolio exposures, risk metrics, probability measures, or trading techniques is illustrative and educational only and does not consider your financial situation, investment objectives, risk tolerance, liquidity needs, tax circumstances, trading experience, or other personal circumstances. No recommendation is being made that any viewer pursue any particular investment strategy or transaction.
5. Compensation Disclosure and Conflicts of Interest. Options Uncapped and/or Dr. Jim may receive compensation through subscription fees, advertising revenue, sponsorship arrangements, affiliate relationships, platform payments, referral arrangements, merchandise sales, or other economic benefits associated with the Content or the Options Uncapped platform. Such compensation is for the production and distribution of educational content and does not constitute compensation for providing individualized investment advice. The existence of subscription-based revenue and other monetization does not create an advisory relationship with any viewer. Any specific sponsorship, affiliate relationship, or material economic arrangement relating to a particular product, service, platform, broker, or financial instrument discussed in any episode or segment will be separately disclosed at or before the time it is discussed.
6. Mock Portfolios, Example Trades, and Hypothetical Strategies. Any mock portfolio, example trade, hypothetical strategy, simulated position, back-tested result, or illustrative scenario discussed in the Content is presented solely for educational and illustrative purposes. Such examples are not recommendations and are not intended to be copied, replicated, or followed by any viewer. The fact that a specific security, option, futures contract, strike price, expiration date, strategy, delta, probability of profit, or other metric is discussed does not mean that it is suitable for any viewer or that any viewer should trade it. Mock portfolios, real portfolios, and example trades may not reflect actual trading conditions, execution prices, slippage, commissions, margin requirements, tax consequences, or liquidity constraints that would apply to actual trading.
7. Personal Holdings Disclosure. Dr. Jim and persons affiliated with Options Uncapped may hold positions in securities, options, futures contracts, or other instruments discussed in the Content. Their holdings, trades, and personal views may change at any time without notice. Viewers should not interpret any discussion of a personal position, trade, or view as a recommendation or as an indication that any trade or strategy is suitable for them.
8. Risk Acknowledgment. You acknowledge and agree that trading and investing involve substantial risk, including the potential loss of your entire investment. Options, futures, short premium strategies, margin trading, short selling, and other leveraged or derivatives strategies may involve a high degree of risk and may not be suitable for all investors or traders. Past performance, whether actual, hypothetical, back-tested, or illustrative, does not guarantee future results. You acknowledge that you are solely responsible for evaluating the merits and risks of any trade or investment decision you make.
9. No Reliance. You agree that you will not rely on any Content as the basis for any trading or investment decision. You agree to conduct your own independent analysis and to consult with a qualified and licensed financial adviser, investment adviser, tax professional, legal counsel, or other professional adviser before making any trading or investment decision. You acknowledge that the Content may contain errors, omissions, or inaccuracies, and that neither Options Uncapped nor Dr. Jim warrants the completeness, accuracy, timeliness, or reliability of any Content.
10. No Guarantee of Results. Neither Options Uncapped nor Dr. Jim makes any guarantee, representation, or warranty regarding the success, profitability, or outcome of any trading strategy, technique, concept, or approach discussed in the Content. You acknowledge that no specific outcome or profit is guaranteed in connection with your use of or reliance upon the Content.
11. Assumption of Risk and Release. By accessing the Content, you assume the entire risk associated with all trading or investment decisions you make. You agree to defend, indemnify, and hold harmless Options Uncapped, Dr. Jim, and their respective affiliates, employees, contractors, agents, and representatives from and against any and all claims, losses, damages, liabilities, costs, and expenses (including reasonable attorneys’ fees) arising out of or related to your reliance on the Content or any trading or investment decision you make.
12. Acceptance. By clicking “I Acknowledge and Agree,” by subscribing to any Options Uncapped service, or by accessing or viewing any Content, you confirm that you have read, understood, and agree to be bound by this Viewer Acknowledgement in its entirety.
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